Understanding
Constitutional checks and balances
stands as perhaps the shiniest example of the failure of the educational system
in the 20th century. If one looks up “checks and balances” on the
Internet, a triangle pops up showing each of the three branches of the national
government checking and balancing each other as being the complete system of
checks and balances. That is what is taught today throughout the educational
system. As I explain in Political
Vertigo, this is a misrepresentation of the Constitution. It ignores
the vertical checks that were in the
original Constitution and the Bill of Rights (Amendment 10). The contemporary
view is more about balancing power within the national government. The vertical
checks are the true checks on the power of the national government. They have
been ignored both by the educational system and by our practice of governance.
This
post discusses the role of judicial
review within the system of checks and balances. To be clear, Edward Corwin
was the first to use the term, judicial
review, in 1910. The founders used no such term. Dr. Robert Lowry Clinton’s
view is that it should really be called judicial
supremacy. Nobel Prize winner Gordon S. Wood also uses this term. Although Dr.
Wood considers Dr. Clinton to be a revisionist, it is a more accurate term.
Madison
left us solid evidence that the framers in the Constitution Convention firmly held
that the Supreme Court did NOT have the power to determine and impose what was
constitutional and what was not. The Convention notes speak for themselves and
affirm that the text in Article III section 2 confines the Supreme Court to
rendering judicial opinions only. It does NOT give the Court the authority to
dictate to either of the other two branches. This is where the precision of review versus supremacy is important. The accepted view today is really that the
Court has an absolute check on the other two branches. That is supremacy.
The
contemporary view taught by the education system is that Marshall “assumed the
right of judicial review” in Marbury v.
Madison. There are a few ironic twists to this view.
1.
Marshall
rightly argued that when a law and the Constitution conflicted, the
Constitution is to prevail. This is the main intention of a written
Constitution.
2.
He
further argued that the legislature could not expand constitutional power of
one of the national branches. Such an increase in power required the Article V amendment
process.
3.
The
Court actually ruled that it did not have the power to issue the writ of
mandamus because it did not have original
jurisdiction in the case.
Bullet
one above is a given, and his application of it in the decision is proper and compatible
with the framers’ “constructive limitation to a judiciary nature”. The
distinction to be made is that nowhere in the ruling did the Court order either
of the other branches to do anything, nor did it invalidate any law. Within the
ruling, the determination was made that the Judiciary Act of 1789 could not
legitimately augment the Court’s original jurisdiction over the limitation in
the Constitution. It is ironic that this part of the argument is taken as the
justification for judicial review – which is abstractly in violation of bullet
two.
Bullet
two argues that the legislature cannot expand constitutional power by a law. It
is ironic that proponents of judicial review hold that the judicial branch CAN
expand its own judicial power by judicial ruling. The inconsistency should be
obvious. Such an increase in power should require an amendment to the
Constitution – just as it should for the legislature.
Bullet
three is interesting in that the Constitution actually does give the Supreme
Court original jurisdiction for
“other public officials”. As Secretary of State, Madison was a public official,
so the Supreme Court did have original jurisdiction -- by the Constitution, so
the Judiciary Act of 1789 was irrelevant. Marshall ignored this and inverted
the ruling by making an unnecessary argument. The ruling is an example of how
different conclusions can be reached by selecting different priorities as a
basis – and ignoring evidence.
If
the Constitution doesn’t give the Supreme Court the power to check the other
two branches and Marbury v. Madison didn’t
establish the power legitimately, how is it that the national government
operates as it does? One of the modern
tools that I introduce in Political
Vertigo is the Strauss-Howe generations model. As generations have turned,
there has been gradual acceptance by legal precedence. History has showed time
and again that such power shifting happens. This is exactly why theoreticians
as far back as Aristotle have proposed written constitutions to stop the
phenomenon. As Hume stated, “It is seldom, that liberty of any kind is lost all
at once”.
What
is the effect of institutionalized judicial
supremacy? If we pause to think about it, our disappointments are really
that the Court doesn’t strike down a
law. The framers would say that we messed up by electing representatives who
would pass such laws in the first place. Their expectation was that we, as the ultimate arbiter, would vote out such
representatives and vote in ones that would repair the damage. Their take on
our current circumstance would be that we are no longer capable of
self-governance because we have become so corrupt as a society that we cannot
effect the change via election – whether it is our voting or the result of the
votes. Let us consider “Obamacare”.
Most
of John Robert’s opinion on ACA was actual on target. The ruling of it as a tax
is more than controversial, but there were some very sound points in it.
Perhaps the most overlooked statement in the opinion was that he actually
stated that we need to quit looking to the Supreme Court to strike down
legislation. In fact, that was the founders’ expectation. On the other hand,
the people did exactly what the framers expected. They voted in a Republican
Congress with the expectation that they would repeal ACA. Congress did not do
that. The reelection of Barack Obama signals a weakness in society’s public
virtue. A Presidential veto was certain, and Congress failed to show the moral
fiber to legislate a repeal.
What
the Republican majority in Congress did was to let political faction override
the will of the people. In chapter 8 of Political
Vertigo, I analyze the modernizations required to restore Madison’s
foundational analysis of factions. As things stand, the mechanism that the
framers expected us to employ (voting) has been rendered ineffective by
factions – and abandonment of republican principles.
The
framers did give us another mechanism to exercise our role of ultimate arbiter. That mechanism is the
second method of proposing amendments in Article V. Unfortunately, the framers
were trailblazing a new concept to put an amendment process into the
Constitution, so they didn’t get all the parameters right. In particular, they
miscalculated just how difficult it would be to get an Article V Convention of
States called. We have 225 years of data to do an analysis, and I do that in
chapter 7 of Political Vertigo. At
this point, we have gone so long without this course correction, it is not clear
that we can ever agree to call such a convention. Many who would otherwise
advocate such a convention are too scared of the results – because they know
that society has become so corrupted. The results of not attempting this
mechanism are obvious. Those who fear a convention should realize that the risk
is not going diminish over time. It will only increase.
There
is still more to mention about judicial supremacy itself. One of the modern
tools introduced in Political Vertigo
is Pournelle’s Iron Law of Bureaucracy,
which really applies to any organization. In a nutshell, there are two groups
of people in an organization. The first group promotes the goals of the
organization. The second group promotes the organization itself instead the
goals. Finally, group two always gains control and makes the rules.
It is interesting to ponder how Pournelle’s Iron Law
applies to the Supreme Court. It should be obvious by John Roberts continual
saving of Obamacare that he is in group 2. In all probability, most Chief
Justices have been in group 2. The result is that the Supreme Court has
steadily increased its stature rather than focused on its true role in
government. Dr. Gordon S. Wood published a paper in the Washington and Lee Law Review in June of 1999 called The Origins of Judicial Review Revisited, or
How the Marshall Court Made More out of Less. The article covers the
historic journey and attitudes surrounding judicial review and judges in
general. It is one article of many that lionizes Marshall for promoting the
stature of the court – which is exactly what group 2 attempts to do.
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